Zocks Raises $45M Series B for Advisor AI Tools
Zocks, the AI assistant, notetaker and meeting automation application for financial advisors, has raised $45 million in Series B funding co-led by Lightspeed Venture Partners and QED Investors, bringing total funding to $65 million.
The company, which has emphasized developing for enterprise-size firms, along with automation, privacy controls and security, will use the investment to expand its agentic AI capabilities and help financial advisors identify insights and planning opportunities across their client base.
This funding round included participation from Illuminate Financial and existing investors Motive Partners, Expanse Venture Partners, Entrée Capital and 14Peaks Capital. The company announced its $13.8 million Series A in March 2025.
Among the advisor technologies that Zocks syncs are customer relationship management tools, financial planning systems, tax software and portfolio management tools. The company has used these integrations to build workflow automations for client enboarding, account openings, meeting preparation, follow-ups and document processing, among others.
The platform also combines conversation and platform data to help advisors find additional opportunities and enables advisors and support staff to query the system to identify, for example, families lacking college savings plans, or clients with old held away 401(k)s or other defined contribution plans, or those approaching required minimum distributions.
Recent examples of its integrations include the announcement of Document Intelligence with popular planning platform eMoney Advisor in December, which extracts client data from financial documents and syncs it directly into eMoney’s financial planning platform, and a bidirectional integration with Orion that enables the surfacing of client portfolio data and insights during client conversations, announced in September.
As part of its prepared statement, Zocks reported that it now works with more than 5,000 financial firms. The list of larger firms using the platform includes Ameritas, Carson Group, Kestra Financial and Osaic.